WHAT WE DO
R3COGNITION is a development powerhouse based in East London that specialises in protecting financial institutions from regulatory risk.
OUR SERVICE
Our product, R3COGNITION WEB, was founded on a passion to help financial institutions to protect their business. Since then, we have grown our own business on the basis that we are exceptional in both our expertise (both technical and compliance-related), and our customer service.
We also provide regulatory training services for you and your team. Training courses can be adapted to the needs of:
- individuals who are new to a compliance role and will need some understanding of listed derivatives;
- compliance officers who have not had extensive experience of listed derivatives related compliance; and,
- compliance professionals who have not worked with listed derivatives traders or brokers for some time and require an update.
OUR CLIENTS
Our clients are successful, conscientious, leading investment banks, brokers, market makers and proprietary houses looking to understand and protect their business. We also work with associated institutions (such as exchanges, regulators and clearing houses) to develop in-house analytical projects.
OUR PROCESS
The process begins with a consultation, whereby we work closely with your compliance team (or other relevant department in the case of bespoke projects) to discuss the needs of your particular business model.
In some cases, we will offer a free compliance health check, which explores two weeks worth of your trading data in order to analyse various risk scenarios, uncovering your areas of increased risk. Your personal ‘health check’ will inform the last stage of the process – deciding which solution is right for your business.
Depending on the needs of your team and your business, we will recommend one of our three solutions: robust trade surveillance with the R3COGNITION WEB platform, trader and/or compliance team training, and in some cases (e.g. exchanges) a more bespoke solution will be in order.
WHY R3COGNITION?
Our customers take protecting their business very seriously, that’s why they’re with us. They choose to stay with us year after year because we don’t just sell them software, we give them a service.
They know that under pressure from exchanges, regulators, public opinion, political scrutiny, and responsibilities to their clients and stakeholders, only the deepest commitments to compliance will be enough.
From our compliance and development powerhouse in East London, we provide a range of services to help neutralise risk, from trade surveillance, to training, to bespoke development for internal projects.
We can use our good relationships with certain exchanges to ask those difficult questions on your behalf, protecting your anonymity.
We can help you to understand and protect your business.



